QUALIFICATIONS AND EXPERIENCE

 

OFM WEALTH has four CERTIFIED FINANCIAL PLANNER  Professionals on staff. They observe the fiduciary standard of putting their client’s interests first. Together, our staff has nearly 100 years of financial planning experience.

INDEPENDENCE AND OBJECTIVITY

FIDUCIARY STANDARD

OFM WEALTH serves its clients’ needs, not those of Wall Street or a large financial institution. Our fee-only advisory model is in stark contrast to prevailing sales models created by well known financial companies.

OFM WEALTH SERVICE CYCLE

For over 30 years, our service cycle has provided our clients with the comfort of experiencing hands on, focused, and accountable services during both good and bad economic cycles.

CONTINUITY OF SERVICE

Each OFM WEALTH client has a dedicated service team including at least one CFP® professional, a second advisor, and a service manager. That is one reason why over 60% of our clients have been with us for 10 years or more.

SAFEKEEPING OF ASSETS

Custodian Assets Under Custody & Administration ($ Trillions)
bny $32.2
State Street Corp $32.1
J. P. Morgan $26.8
Citi $18.7
Northern Trust $9.7
Source: Forbes and Northern Trust. AUC/A as of 9/30/2017.
We are an independent, unaffiliated Registered Investment Advisory firm. Our only formal relationship is with our custodian, Pershing LLC. Pershing’s role includes safe-keeping of assets, tax reporting, accounting of transactions (purchases, sales, dividends and interest), and execution of trades. A subsidiary of The Bank of New York Mellon, Pershing is the largest clearing firm in the U.S, with over $32 trillion in assets under custody and/or administration (as of 09/30/2017).

SUPERVISION

“REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION”
OFM WEALTH is an independent Registered Investment Advisory firm and registered with the Securities & Exchange Commission (SEC). As an SEC Registered Investment Advisory firm, OFM WEALTH must adhere to the policies and procedures, code of ethics, and the fiduciary standard mandated by the SEC.
The fiduciary standard requires that any recommendations made must be considered with the best interest of the client in mind. As a fiduciary, OFM WEALTH has the obligation to deal fairly with our clients.
OFM WEALTH has the following responsibilities when working with a client:
  • To render impartial advice
  • To make appropriate recommendations based on the client’s needs, financial circumstances and investment objectives
  • To have reasonable information and understanding of the facts in order to provide appropriate recommendations and representations
  • Treat clients fairly and equitably

A Boutique Experience