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QUALIFICATIONS AND EXPERIENCE

OFM WEALTH has four CERTIFIED FINANCIAL PLANNER™ Professionals on staff. They observe the fiduciary standard of putting their client’s interests first. Together, our staff has nearly 100 years of financial planning experience.

INDEPENDENCE AND OBJECTIVITY

FIDUCIARY STANDARD

OFM WEALTH serves its clients’ needs, not those of Wall Street or a large financial institution. Our fee-only advisory model is in stark contrast to prevailing sales models created by well known financial companies.

OFM WEALTH SERVICE CYCLE

For over 30 years, our service cycle has provided our clients with the comfort of experiencing hands on, focused, and accountable services during both good and bad economic cycles.

CONTINUITY OF SERVICE

Each OFM WEALTH client has a dedicated service team including at least one CFP® professional, a second advisor, and a service manager. That is one reason why over 60% of our clients have been with us for 10 years or more.

SAFEKEEPING OF ASSETS

Custodian	Assets Under Custody & Administration ($ Trillions)
	$47.8

Source: Pershing. AUC/A as of 12/31/2023.

We are an independent, unaffiliated Registered Investment Advisory firm. Our only formal relationship is with our custodian, Pershing LLC. Pershing’s role includes safe-keeping of assets, tax reporting, accounting of transactions (purchases, sales, dividends and interest), and execution of trades. A subsidiary of The Bank of New York Mellon, Pershing is the largest clearing firm in the U.S, with over $47 trillion in assets under custody and/or administration (as of 12/31/2023).

OFM WEALTH is an independent Registered Investment Advisory firm.

OFM adheres to fiduciary standards that require any recommendations made must be considered with the best interest of the client in mind. As a fiduciary, OFM WEALTH has the obligation to deal fairly with our clients.

OFM WEALTH has the following responsibilities when working with a client:

To render impartial advice
To make appropriate recommendations based on the client’s needs, financial circumstances and investment objectives
To have reasonable information and understanding of the facts in order to provide appropriate recommendations and representations
Treat clients fairly and equitably

MISSION STATEMENT

Our Mission is to build long lasting relationships with selected clients whom we assist in attaining their financial goals. This is accomplished through understanding clients’ objectives and goals, maintaining our professional expertise and ethical standards, and meaningful client communication and timely service.

CLIENT BILL OF RIGHTS

OUR CLIENTS have a right to financial privacy and total confidentiality. During meetings, our clients receive our undivided attention – We will not receive phone calls, messages, or be interrupted. Our clients will receive return phone calls, emails, etc. within a reasonable time. Our clients can expect that no financially related recommendations will be given until we help them assess their needs, objectives, goals, etc. Prior to beginning our services, our clients can expect us to clearly express the nature of our services as well as our compensation arrangement. We will not control our clients’ assets. All final decisions regarding assets rest with our clients.

A Boutique Experience